Principles

Emission Physics

Dipole emission, power dissipation, modes, and outcoupling in layered devices

This chapter introduces dipole emission, microcavity interference, waveguides, surface plasmon polaritons (SPPs), and power dissipation in layered devices, and maps these quantities to the emission result pages. These results can be used to analyze emission efficiency, outcoupling direction, and loss pathways.

Chapter Scope

An external plane wave enters the stack from the surrounding medium; by contrast, emission simulation models the exciton as a radiating point dipole inside the stack. The point-dipole multilayer model applies when each layer is a flat thin film and the device lateral area is much larger than the functional-layer thickness (high width-to-height ratio); edge effects of small-area, thick devices are not captured.

Physical objectModel descriptionSimulation consequence
Emission sourceRadiating point dipole inside the stackInternal source, as opposed to external plane-wave excitation
SpectrumIntensity vs wavelength (measurable)Forward emission spectrum
Angular distributionIntensity vs angle (measurable)Forward angular intensity
Power dissipationDissipated power vs in-plane wave vector (not directly measurable)Dispersion basis for separating loss channels
Optical modeLoss-channel share distribution (not measurable)Outcoupling, waveguide, evanescent, absorption, and nonradiative shares
Purcell factorSpontaneous-emission property affecting IQE (hard to measure)Structural modulation of the spontaneous-emission rate

Together these quantities are used to investigate microcavity, Purcell, planar-waveguide, optical-tunneling, and surface-plasmon-polariton (SPP) effects.

Emission-analysis flow from structure, emitter, and detector setup to spectrum, angular distribution, power dissipation, and mode results
The physical thread of emission simulation: define an internal dipole source with the structure and emitter, then use spectra, angular distributions, power dissipation, and mode decomposition to understand microcavity, Purcell, waveguide, and SPP effects.

Dipole Emission and Orientation

Unoriented emitters radiate isotropically; isotropic emission is the weighted sum of vertical (z) and horizontal (x,y) dipole radiated-power densities,

Kiso=13Kv+23KhK_{iso}=\tfrac{1}{3}K_{v}+\tfrac{2}{3}K_{h}

where iso is isotropic, v is vertical (z), and h is horizontal (x,y). A vertical dipole radiates its far field mainly in-plane (no far-field radiation along z); a horizontal dipole radiates mainly along z (out of plane).

Animation of the electromagnetic field and radiation directions of an oscillating electric dipole
An oscillating electric dipole does not radiate equally in all directions: its far-field radiation vanishes along the dipole axis and is strongest perpendicular to it.Loodog / Wikimedia CommonsCC BY-SA 3.0

Because the emission layer (EML) index exceeds air, light beyond the critical angle is totally internally reflected at the interface and cannot escape, forming the escape cone. Horizontal dipoles place more power inside the escape cone, so they yield substantially higher light extraction efficiency (LEE) than vertical dipoles, whose energy largely becomes loss.

Radiation patterns of vertical, horizontal, and isotropic dipoles together with the escape cone of a high-index emissive layer
Dipole orientation determines how much power falls inside the escape cone. Horizontal orientation directs more energy toward the device normal and is usually more favorable for outcoupling than vertical orientation.

Quantum Efficiency, Purcell, and EQE

The external quantum efficiency (EQE) of an OLED decomposes into the internal quantum efficiency (IQE) times the light extraction efficiency (LEE):

EQE=IQE×LEE=γχSTqeffLEEEQE = IQE\times LEE = \gamma\,\chi_{ST}\,q_{eff}\,LEE

where γ\gamma is the charge-carrier balance factor, χST\chi_{ST} is the spin formation ratio (=1/4=1/4 for purely random singlet/triplet formation), qeffq_{eff} is the effective quantum efficiency, and LEELEE is the light extraction efficiency. QLED/PeLED have no spin-statistics bottleneck, so χST\chi_{ST} drops out:

EQE=IQE×LEE=γqeffLEEEQE = IQE\times LEE = \gamma\,q_{eff}\,LEE

LEE is defined as the ratio of photons entering the surrounding medium to photons emitted by the EML, also called outcoupling efficiency. For a Lambertian emitter, geometric optics gives the limit

Bottom-emitting device structure, escape cone, and the effect of emissive-layer refractive index on light extraction
The escape cone and index limitation in a planar device. A higher EML index narrows the angular domain that can directly enter air; this geometric picture is the starting point for understanding LEE.
LEE=12n2LEE=\frac{1}{2n^{2}}

so higher-index emission layers (such as QLED/PeLED) have lower geometric LEE. This is only an approximation: because device layers are sub-wavelength, microcavity, Purcell, waveguide, and SPP effects coexist, Snell-based geometric optics cannot resolve the loss budget, and a wave-optics (CPS-type) model is required.

Spontaneous emission is not an intrinsic material property; the optical environment (device structure) modifies it, so quantum efficiency can be engineered structurally. The environment-modified radiative decay rate is

b=q0b0F+(1q0)b0b=q_{0}b_{0}F+(1-q_{0})b_{0}

where bb is the environment-modified decay rate, b0b_0 the intrinsic decay rate, q0q_0 the intrinsic quantum efficiency, and FF the Purcell factor; when q0=1q_0=1, b=b0Fb=b_0F. The Purcell factor gives the effective quantum efficiency

qeff=q0Fq0F+1q0q_{eff}=\frac{q_{0}F}{q_{0}F+1-q_{0}}

and the lifetime ratio

τ0τ=bb0=1q0+q0F\frac{\tau_{0}}{\tau}=\frac{b}{b_{0}}=1-q_{0}+q_{0}F

Different dipole orientations have different FF; enhancing horizontal and suppressing vertical dipoles via the microcavity raises LEE and cuts waveguide/SPP loss. FF also varies with wavelength. The Purcell factor can be written as an in-plane-wave-vector integral

F=0f(u)du,u=sinθe (isotropic)F=\int_{0}^{\infty} f(u)\,du,\qquad u=\sin\theta_{e}\ \text{(isotropic)}

where the integrand f(u)f(u) is the dissipated-power spectrum; integrating it gives FF.

Two units for an emission spectrum

An emission spectrum can be expressed as photon number or radiant power per unit wavelength. The two forms are related by the energy of one photon:

Eγ(λ)=hcλ,ΛP(λ)=ΛN(λ)Eγ(λ)E_\gamma(\lambda)=\frac{hc}{\lambda},\qquad \Lambda_P(\lambda)=\Lambda_N(\lambda)E_\gamma(\lambda)

Here, Eγ(λ)E_\gamma(\lambda) is the energy of one photon at wavelength λ\lambda, hh is the Planck constant, and cc is the speed of light in vacuum. ΛN(λ)\Lambda_N(\lambda) is the photon-number spectral density, while ΛP(λ)\Lambda_P(\lambda) is the radiant-power spectral density. Cross-wavelength Mode averages use ΛN\Lambda_N because LEE and EQE are photon-number ratios. Power Dissipation, Intensity, and CIE chromaticity use ΛP\Lambda_P because they describe radiant power or are integrated from a power spectrum.

At a fixed wavelength, FF, qeffq_{eff}, lifetime, and mode boundaries depend only on the structure and dipole conditions at that wavelength, not on Spectrum Unit. A cross-wavelength average must first convert the input spectrum to the required weighting convention.

Conversion efficiency and the loss budget

Emission can be separated into "charge recombination into excitons -> radiative or non-radiative exciton decay -> photon allocation among optical channels." The charge-balance factor γ\gamma and spin-formation ratio χST\chi_{ST} form the Conversion Efficiency

C=γχSTC=\gamma\chi_{ST}

Here, CC is the probability that a recombination event forms an emitting exciton, γ\gamma is the charge-balance factor, and χST\chi_{ST} is the spin-statistical fraction that forms the target emitting state. CC acts before exciton decay and is not modified by the Purcell effect. The intrinsic quantum efficiency q0q_0 is mapped to the effective quantum efficiency qeffq_{eff} by the Purcell effect; the intrinsic lifetime τ0\tau_0 is modified by the optical environment in the same way.

Using one recombination event as the normalized reference, conversion loss, exciton non-radiative loss, and the yield into optical channel cc are

Yconversion loss=1C,Yexciton NR=C(1qeff),Yc=CqeffηcY_{\mathrm{conversion\ loss}}=1-C,\qquad Y_{\mathrm{exciton\ NR}}=C(1-q_{eff}),\qquad Y_c=Cq_{eff}\eta_c

Here, Yconversion lossY_{\mathrm{conversion\ loss}} is the fraction that does not form an emitting exciton, Yexciton NRY_{\mathrm{exciton\ NR}} is the fraction that forms an exciton and then decays non-radiatively, and YcY_c is the photon yield into optical channel cc. The factor ηc\eta_c is the conditional fraction of radiated photons entering that channel, and the ηc\eta_c values over all optical channels sum to 1. NRA on the Mode page represents only the post-formation exciton non-radiative branch; it does not include conversion loss.

Microcavity, Waveguide, and SPP

The OLED layer stack forms a micro-cavity with planar reflective interfaces at the micro/nano scale, producing wavelength-scale interference that splits into wide-angle and multiple-beam types. Wide-angle interference arises between directly emitted and bottom-reflected light, set mainly by the emitter-to-bottom-mirror distance dbottomd_{bottom}:

Air, substrate, absorption, waveguide, and surface-plasmon loss channels in a layered OLED structure
The main energy channels in a planar emitting device. Only part of the power escapes directly; the remainder enters substrate, absorption, waveguide, and SPP channels.DOI: 10.1063/5.0084416
2πλ2ndbottomcosθϕbottom=m2π\frac{2\pi}{\lambda}\,2n\,d_{\mathrm{bottom}}\cos\theta-\phi_{\mathrm{bottom}}=m\,2\pi

Multiple-beam interference arises from repeated round trips, set by the total cavity length dtop+dbottomd_{top}+d_{bottom}:

Schematic comparison of wide-angle and multiple-beam microcavity interference in an emitting device
Two microcavity mechanisms: the emitter-to-mirror distance controls wide-angle interference, while the total optical path between two reflecting interfaces controls multiple-beam interference.DOI: 10.1109/JPHOT.2022.3159278
2πλ2n(dbottom+dtop)cosθ(ϕbottom+ϕtop)=m2π\frac{2\pi}{\lambda}\,2n\,(d_{\mathrm{bottom}}+d_{\mathrm{top}})\cos\theta-(\phi_{\mathrm{bottom}}+\phi_{\mathrm{top}})=m\,2\pi

A single metal electrode forms a weak microcavity; adding a semitransparent metal electrode (or DBR) forms a strong microcavity with stronger interference. Microcavity tuning is via the emitter-reflector distance and cavity length (HTL/ETL/EML thickness, dipole position).

Totally internally reflected light forms interference-supported waveguide modes that ultimately become thermal loss. Waveguide losses are typically 30%-70% of total losses (device-dependent), so suppressing them is key to LEE. The waveguide (transverse-resonance) condition is

Total internal reflection and transverse resonance forming a guided mode in a planar waveguide
A planar waveguide: total internal reflection confines light in a high-index layer, and a guided mode forms when the round-trip phase satisfies the transverse-resonance condition.
ng2πλ0(2dcosθ)ϕgtϕgb=m(2π),m=0,1,2,n_{g}\frac{2\pi}{\lambda_{0}}(2d\cos\theta)-\phi_{gt}-\phi_{gb}=m(2\pi),\quad m=0,1,2,\dots

Waveguide formation depends on cavity length dd, index nn, angle θ\theta, wavelength λ\lambda, and polarization; longer cavities admit more integer mm (more modes), so thinner devices are easier to control.

Near a metal-dielectric interface, the emitter couples energy into surface plasmon polaritons (SPP) through the near field, producing non-radiative loss and shortening the fluorescence lifetime (toward zero at close range). By the Drude model, the SPP resonance frequency depends on the metal and dielectric indices; for fixed materials, wavelength, dipole-metal distance, and dipole orientation control SPP loss. TM polarization is required to excite SPPs, and vertical-dipole emission is entirely TM-polarized, so vertical dipoles are the dominant SPP source.

Power Dissipation and In-Plane Wave Vector

The in-plane wave vector is the projection of the wave vector onto the interface plane:

k=kx2+ky2+kz2,kin=kx2+ky2k=\sqrt{k_x^2+k_y^2+k_z^2},\qquad k_{in}=\sqrt{k_x^2+k_y^2}kin=niωcsinθi=ni2πλ0sinθik_{in}=n_i\frac{\omega}{c}\sin\theta_i=n_i\frac{2\pi}{\lambda_0}\sin\theta_i

Introducing uinu_{in} and neffn_{eff}:

uin=sinθe,neff=nisinθiu_{in}=\sin\theta_e,\qquad n_{eff}=n_i\sin\theta_ikin=ni2πλ0sinθi=ne2πλ0uin=2πλ0neffk_{in}=n_i\frac{2\pi}{\lambda_0}\sin\theta_i=n_e\frac{2\pi}{\lambda_0}u_{in}=\frac{2\pi}{\lambda_0}n_{eff}

The relation of uinu_{in} and neffn_{eff} to θ\theta is wavelength-independent, so they divide modes intuitively; at uin=1u_{in}=1 (or neff=nen_{eff}=n_e), θe=90°\theta_e=90°, i.e. light propagates parallel to the interface inside the EML. When

kin>ne2πλ0;uin>1;neff>nek_{in}>n_e\frac{2\pi}{\lambda_0};\quad u_{in}>1;\quad n_{eff}>n_e

then sinθe>1\sin\theta_e>1 and θe\theta_e becomes complex, corresponding to an evanescent wave, the condition for exciting SPPs.

Under microcavity/waveguide effects, the emitted energy is distributed over kink_{in} (different power in different directions), unlike isotropic vacuum radiation; constructive interference appears as sharp features (such as waveguide peaks), and SPP excitation appears as a distinct feature at high kink_{in}.

Dispersion diagram separating air, substrate, waveguide, and evanescent mode intervals by in-plane wave vector
The in-plane wave vector separates the energy channels: the air and substrate regions contain propagating light, while higher effective-index regions contain waveguide and evanescent (usually SPP) modes.

Optical Modes

Mode Boundaries and Intervals

Emitted energy is assigned to optical modes by in-plane-wave-vector interval. The light-line boundaries are

kt=ntωc,kb=nbωc,ks=nsωc,ke=neωck_t=n_t\frac{\omega}{c},\qquad k_b=n_b\frac{\omega}{c},\qquad k_s=n_s\frac{\omega}{c},\qquad k_e=n_e\frac{\omega}{c}

Here, ktk_t and kbk_b are the light-line boundaries of the top and bottom external media, ksk_s is the substrate light line when a finite incoherent substrate is present in the top propagation direction, and kek_e is the EML light line. The quantities ntn_t, nbn_b, nsn_s, and nen_e are the corresponding refractive indices, ω\omega is angular frequency, and cc is the speed of light in vacuum. The outer boundary of the propagating channels is

kesc=max(kt, kb, ks)k_{esc}=\max\left(k_t,\ k_b,\ k_s\right)

Here, kesck_{esc} is the largest light-line boundary among the TOC, BOC, and SUB escape channels that are actually present; a channel absent from the structure is omitted from the maximum.

Mode (in app)Scientific nameDirection and rangeCommon description (not a definition)
TOCtop direction, [0, kt][0,\ k_t]top-outcoupled
BOCbottom direction, [0, kb][0,\ k_b]; present for a transparent bottom boundarybottom-outcoupled
TOC (top external medium is air)Air Modetop direction, [0, ωc][0,\ \frac{\omega}{c}]light extraction efficiency / outcoupling efficiency
SUBSubstrate Modetop direction, [kt, ks][k_t,\ k_s]; used with an incoherent substratelight confined in the substrate by reflection at the substrate-top medium interface
ABSAbsorption Modeabsorption residual in the top and bottom directions over [0, kesc][0,\ k_{esc}]absorption before light reaches a TOC, SUB, or BOC escape boundary
WVGWaveguide Mode[kesc, ke][k_{esc},\ k_e]waveguide loss from total internal reflection plus interference
EVAEvanescent Mode[ke, ][k_e,\ \infty]evanescent-wave loss, generally SPP loss
NRANonradiative Modenot partitioned by a kink_{in} intervalexciton non-radiative loss when quantum efficiency is below 100%

Using the same normalized exciton budget as the Mode output, let DradD_{rad} denote the total power share in the propagating in-plane-wave-vector region. Absorption Mode is defined as

ABS=DradTOCSUBBOCABS=D_{rad}-TOC-SUB-BOC

Here, DradD_{rad} is the total top- and bottom-direction power share over 0kinkesc0\leq k_{in}\leq k_{esc}, while TOCTOC, SUBSUB, and BOCBOC are the shares that have entered their respective escape channels. A channel absent from the structure contributes 0. Absorption along the bottom propagation path therefore contributes to ABS, whereas power that escapes through the bottom boundary contributes to BOC and is not counted again as ABS.

Outcoupling Efficiency and the Non-radiative Share

For one emitter with air as the top medium, the TOC fraction shown on the Mode page is

TOC=qeffηoutTOC=q_{eff}\eta_{out}

Here, TOCTOC is the top-outcoupled share of the normalized exciton budget, qeffq_{eff} is the effective quantum efficiency, and ηout\eta_{out} is the light extraction efficiency LEE. Device external quantum efficiency is

EQE=CqeffηoutEQE=Cq_{eff}\eta_{out}

Here, EQEEQE is the device external quantum efficiency and CC is Conversion Efficiency. TOC equals LEE when qeff=1q_{eff}=1; TOC equals EQE when C=1C=1. Air Mode is also called Outcoupled / Leaky Mode, and Evanescent Mode is also called SPP Mode.

The non-radiative share on the Mode page is

NRA=1qeffNRA=1-q_{eff}

Here, NRANRA is the non-radiative share after exciton formation. It is not 1q01-q_0 and does not include the conversion loss 1C1-C; q0q_0 is the intrinsic quantum efficiency. All efficiencies and shares above are dimensionless.

Mode Partition Conditions

With a finite incoherent substrate in the top propagation direction, Mode calculation requires nt<ns<nen_t<n_s<n_e. A transparent bottom outcoupling boundary independently requires nb<nen_b<n_e; it does not require nb<nsn_b<n_s. Without a top incoherent substrate, the top direction requires nt<nen_t<n_e. The mode intervals cannot be partitioned correctly when the applicable ordering is not satisfied.
Absorption Mode includes absorption along the TOC, SUB, and BOC propagation paths before light escapes the device. Escaped power at a transparent bottom boundary is assigned to BOC. When the bottom boundary is opaque or absorbing, BOC=0BOC=0 and the corresponding bottom-side loss remains in ABS. WVG and EVA remain separate high-kink_{in} channels.

Mapping to App Outputs

Output / detectorPhysical originInterpretation focus
Power DissipationDissipated power vs kink_{in} (or uinu_{in}, neffn_{eff})Per-channel dispersion, waveguide peaks, and SPP features
IntensityDipole emission intensity exiting the stackForward emission intensity vs angle/wavelength
ModeEnergy shares partitioned by kink_{in} intervalTOC/BOC/SUB/ABS/WVG/EVA/NRA shares and EQE, LEE
Intensity ColorColor representation of exit intensityIntensity color distribution vs wavelength
Normalized SpectrumIntensity vs wavelength (normalized)Forward emission spectral shape
Normalized Angular DistributionIntensity vs angle (normalized)Forward angular intensity distribution
EmissionCombined output of Purcell factor FF, effective quantum efficiency, etc.Structural modulation of spontaneous emission (including the wavelength dependence of FF)

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